• Manage all state debt management licenses, charitable registrations, business registrations, and regulatory filings.
• Maintain the regulatory calendar and ensure timely renewals and reporting.
• Monitor federal and state regulatory developments and coordinate implementation.
• Conduct compliance monitoring and testing activities and track corrective actions.
• Coordinate regulatory examinations and responses to regulators.
• Draft and maintain compliance policies and procedures.
• Maintain the Compliance Management System (CMS), compliance inventory, and regulatory documentation.
• Review regulatory and consumer complaints and identify trends.
• Coordinate compliance training and awareness activities.
• Support third-party compliance reviews and due diligence.
• Prepare executive compliance metrics and reports for the CCRO.