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At a glanceSummarised by Seekless from the posting.
Must have5
Clear trade alerts that have been backed up due to a change in trade surveillance systems.
Conduct daily surveillance to ensure compliance with appropriate rules, regulations, and firm policies
Perform research and investigations to identify the reason for potential violations
Document research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirements
Liaise with Information Technology and Senior Management in the development, review, and clearing of surveillance models
About the company
Huron is redefining what a global consulting organization can be. Advancing new ideas every day to build even stronger clients, individuals and communities. We’re helping our clients find new ways to drive growth, enhance business performance and sustain leadership in the markets they serve. And, we’re developing strategies and implementing solutions that enable the transformative change they need to own their future.
As a member of the Huron corporate team, you’ll help to evolve our business model to stay ahead of market forces, industry trends and client needs. Our accounting, finance, human resources, IT, legal, marketing and facilities management professionals work collaboratively to support Huron’s collective strategies and enable real transformation to produce sustainable business results.
Join our team and create your future.
About the role
This is a great opportunity for a true career contractor with a focus in Trade Surveillance and is happy about a Hybrid work schedule located in Midtown NYC.
Hiring process
Please review the details below and if this is you, please apply!
Contract Based Opportunity
3 months or longer
Hybrid Schedule
Responsibilities
•
Clear trade alerts that have been backed up due to a change in trade surveillance systems.
•
Conduct daily surveillance to ensure compliance with appropriate rules, regulations, and firm policies
•
Perform research and investigations to identify the reason for potential violations
•
Document research results and escalate violations and/or suspicious activity according to firm policy and regulatory requirements
•
Liaise with Information Technology and Senior Management in the development, review, and clearing of surveillance models