Compliance Policies, Procedures and Processes
Support the development, implementation and maintenance of Prudential Bermuda’s compliance policies and procedures.
Compliance Monitoring, Testing and Reporting
Assist in executing compliance monitoring and testing activities to identify and mitigate risks.
Financial Crime Compliance (AML/ATF/APF, Sanctions, Fraud)
Support the operation of financial crime controls including CDD, screening, adverse media reviews, and transaction monitoring.
Regulatory Reporting and Liaison Support
Assist in preparing regulatory submissions and maintaining records for regulatory interactions.
Compliance Advisory Support
Provide day-to-day compliance guidance to internal stakeholders under the direction of the CCO.
Training and Awareness
Support the delivery and tracking of compliance training initiatives.
Data and Systems
Maintain compliance systems and data used for monitoring, screening, and reporting.