Responsible for the Know Your Customer (KYC) and Customer Due Diligence (CDD) processes, including end-to-end new account opening and periodic reviews of existing clients.
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Ensure that all onboarding and review activities comply with Anti-Money Laundering (AML), Tax Evasion, and Countering the Financing of Terrorism (CFT) regulations and guidelines.
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Conduct thorough sanity checks and collaborate with the Key Responsible Manager (KRM) to validate the customer’s information.
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Conduct name screening and ensure all adverse news has been cleared, documented, and escalated appropriately.
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Effective communication with Compliance, Legal, Key Responsible Manager (KRM), Product Development Team, and other relevant stakeholders regarding documentation requirements, ensuring adherence to regulatory standards and procedures.
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Maintain accurate and complete records of the KYC information and documentation in the relevant systems in a timely manner.
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Ensure to deliver high quality service to internal clients in a professional and efficient manner.
Requirements
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Bachelor’s degree in business, finance, or equivalent education
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At least 3 years of experience in KYC/CDD review in banking and finance industry
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Attentive to details, diligent, independent and able to work under pressure
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Self-motivated and work as a team player with good communication skills
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Good command in written and spoken English and Cantonese
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Business level Putonghua as a minimum
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