Experience in control testing, QA, or compliance monitoring within a second line of defence function
Background in banking or financial services
Ability to independently assess policies, procedures, and operational processes
Strong analytical, documentation, and communication skills
Nice to have2
Previous experience with annual Financial Crime Risk Assessments
Knowledge of regulatory requirements in the Middle East or EU markets
Eligibility1
Available to start immediately and commit to a 2-month assignment
Title: Financial Crime Control Tester - QALocation: Banking client (onsite/hybrid as per client’s arrangement)
Start Date: Immediate / ASAP
About the Role
Our client, a leading bank, is seeking an experienced professional to support their Financial Crime Compliance Risk Assessment (FCRA). This role will sit within the second line of defence compliance function, focusing on control testing and assurance across key financial crime areas.
The successful candidate will conduct design and effectiveness testing of financial crime controls to ensure regulatory compliance and support the bank’s annual risk assessment obligations.
Key Responsibilities
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Perform testing on 8–9 core financial crime controls, including:
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AML governance
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Training & awareness
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Policies & procedures
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Transaction monitoring
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Sanctions screening
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Other FCC programme controls
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Assess both the design (policies, procedures, governance frameworks, reporting lines, system implementations) and operational effectiveness (sample testing, alert investigation, quality control) of controls.
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Document findings, evaluate residual risks, and support reporting requirements as part of the annual FCRA process.
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Collaborate with the compliance team to provide independent assurance to senior management.
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Ensure timely delivery of the testing programme within the agreed project duration.