What you will be responsible for
As Senior Associate you will
• Perform daily oversight and review of reportable transactions to ensure regulatory reports are submitted accurately, completely, and within prescribed timelines.
• Monitor and manage reporting exceptions, data quality issues, and reconciliation breaks, ensuring timely investigation and resolution.
• Collaborate closely with Business Operations, Compliance, Technology teams, trade repositories, and industry service providers to support accurate and consistent regulatory reporting.
• Support onboarding activities by tracking reporting readiness, identifying potential issues, and responding to stakeholder and client queries.
• Deliver against agreed Service Level Agreements (SLAs) and Key Performance Indicators (KPIs), ensuring high-quality client and regulatory outcomes.
• Maintain a thorough understanding of end-to-end reporting processes and identify opportunities for process enhancements, automation, and risk reduction.
• Investigate and respond to reconciliation discrepancies, reporting exceptions, and client inquiries in a timely and effective manner.
• Escalate material issues, risks, and regulatory breaches to senior management to support informed decision-making and governance.
• Ensure failed or non-STP transactions are appropriately identified, tracked, remediated, and reported where necessary.
• Contribute to the development and maintenance of operating procedures, job aids, and reporting documentation to support operational resilience and knowledge sharing.