Broker Dealer Operations, Associate
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Before you apply
Salary$121k – $128k
LocationUS - Remote Zone 1 (Job Requisitions Only), Remote - USA
Work modehybrid
Typefull-time
SeniorityMid
Experience2+ yrs
DepartmentInstitutional Sales, Trading, and Prime Services
EquityIncluded
Company size10,000+ people
PostedOct 2, 2026 · 1mo ago
Verified live1d ago
At a glanceSummarised by Seekless from the posting.
2+ years in financial services operations, brokerage operations, clearing and settlement, trade support, or a related operational control function
Working knowledge of U.S. equities trade lifecycle concepts
Demonstrated experience investigating data breaks or operational exceptions across multiple systems
Proven ability to follow documented procedures consistently in a regulated environment
Utilizes generative AI responsibly, maintaining human oversight
Familiarity with clearing platforms (e.g., Apex Clearing), Jira, SQL, or workflow-automation tools
Candidates may submit a maximum of 3 applications within a 6-month period
Equal Opportunity Employer
Applicants with criminal histories will be considered consistent with applicable federal, state, and local laws
Skills
Jira
SQL
Benefits
Health insurance
Dental insurance
Vision insurance
401(k)
About the company
Ready to do the most impactful work of your career? At Coinbase, we are uncompromising on our mission to increase economic freedom. The bar is high, the environment is intense, and we like it that way. This isn’t a place for complacency, it’s a place to be pushed past your perceived limits. If you’re ready to build the future of finance alongside people who refuse to settle for “good enough,” you belong here. Coinbase is a remote-first, but not remote-only company. Expect to get together quarterly for intense in-person working sessions called “surges.” Learn more about working at Coinbase.
About the role
As an Associate, Broker Dealer Operations, you’ll join the Coinbase Capital Markets team within Finance and help run the daily operational engine behind our U.S. equities brokerage experience. This team keeps customer accounts, trades, cash, positions, transfers, and corporate actions accurate, controlled, and scalable. You’ll execute core broker-dealer workflows, investigate exceptions, and drive improvements that make the operation safer and more efficient for millions of customers.
What you’ll do:
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Execute daily trade, position, balance, and cash reconciliations between Coinbase and Apex records, investigating and resolving breaks with full documentation.
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Support customer account onboarding and maintenance workflows, including documentation review, status follow-up, and exception escalation.
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Process inbound and outbound securities transfers (ACATs) end-to-end, from intake review and eligibility checks through submission, tracking, and exception resolution.
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Monitor operational alerts and exception queues, prioritize customer- and risk-impacting issues, and coordinate remediation across Engineering, Product, Trading, CX, Compliance, Finance, and Apex.
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Support corporate action operations by reviewing event notices, monitoring deadlines, validating allocations, and investigating post-event discrepancies.
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Identify recurring failure modes and propose practical improvements to reduce manual work, shorten resolution time, and improve customer outcomes.
Required skills and experience:
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2+ years in financial services operations, brokerage operations, clearing and settlement, trade support, or a related operational control function.
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Working knowledge of U.S. equities trade lifecycle concepts, including order processing, settlement, positions, cash movements, corporate actions, and account transfers.
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Demonstrated experience investigating data breaks or operational exceptions across multiple systems and driving issues to documented resolution.
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Proven ability to follow documented procedures consistently in a regulated environment while exercising sound judgment on exceptions outside the runbook.
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Familiarity with clearing platforms (e.g., Apex Clearing), Jira, SQL, or workflow-automation tools used in brokerage operations.
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Utilizes generative AI responsibly, maintaining human oversight to deliver business-ready outputs and drive measurable improvements in workflow efficiency, cost, and quality.
Position ID: P78331
Benefits
**Pay Transparency Notice:**Base salary varies by location (see range below). Total compensation may also include equity and bonus eligibility, and benefits (medical, dental, vision, 401(k)).
Annual base salary range (excluding equity and bonus):
$121,410—$127,800 USD
Legal
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Application Limit: Candidates may submit a maximum of 3 applications within a 6-month period.
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Equal Opportunity Employer: Coinbase is an Equal Opportunity Employer. All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status, or genetic information. Applicants with criminal histories will be considered consistent with applicable federal, state, and local laws.
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US Applicants: View Employee Rights, Know Your Rights, and E-Verify Notice of Participation.
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Accommodations: If you are an individual with a disability who needs a reasonable accommodation, email us your request and contact info at accommodations[at]coinbase.com. Need screen reading technology? Click here to download a free compatible screen reader and view thetutorial.
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Data Privacy & Arbitration: By submitting your application, you agree to our Candidate Privacy Notice. US applicants: By submitting your application, you agree to Arbitration of Disputes.