Legal, Risk & Compliance - Lender Due Diligence - Manager
Salary$114k – $204k
LocationCHICAGO
Work modehybrid
Typefull-time
SeniorityMid
Experience5+ yrs
DepartmentRisk & Compliance
EquityIncluded
Company size10,000+ people
PostedAug 11, 2026 · 2mo ago
Verified live12h ago
At a glanceSummarised by Seekless from the posting.
Must have13
Strong auditing experience in credit risk and related processes, controls, and reporting
General financial accounting background and experience
Knowledge of receivables (loans, trade, etc.) accounting and transaction processing
Performing an agreed-upon set of procedures including evaluation of collateral, target company's processes, reporting capabilities and quality of data
Evaluating, summarizing, organizing, and interpreting data
Ability to work successfully in a fast-paced, client service focused, consultative environment
Establishing and cultivating business relationships and a professional network, including with senior executives
Successfully pursuing business development opportunities and identifying/implementing strategies to obtain new work or clientele
Ability to translate and communicate Lender Due Diligence issues to client personnel, including executives
Leadership and direct supervisory experience of teams including performance appraisals, mentoring, coaching, oversight, coordination across teams, and understanding how to motivate
Bachelor's degree in a relevant discipline
5+ years working in internal audit, consulting, assurance services, or related field
Proficiency in Microsoft Office suite with emphasis on Word, Excel and PowerPoint; secondary emphasis on Visio and Access
Nice to have3
Prior lender due diligence experience, especially for securitization conduit and/or warehouse facilities, is a plus
Prior securitization/structured finance experience in any asset class (ABS, RMBS, CMBS, CLO) with ABS or CLO experience most preferred
Professional Certification such as CPA, CIA, FRM, or similar strongly preferred
Eligibility1
Must be eligible to work in the U.S. and pass a background check
Skills
Microsoft Office
Word
Excel
PowerPoint
Visio
Access
Benefits
Medical insurance
Dental insurance
Vision insurance
FSA
HSA
Life insurance
Accident insurance
Adoption assistance
Fertility assistance
Parental leave
Short term disability
Long term disability
401(k)
Unlimited PTO
JOB REQUISITION
Legal, Risk & Compliance - Lender Due Diligence - Manager
LOCATION
CHICAGO
ADDITIONAL LOCATION(S)
JOB DESCRIPTION
You Belong Here
The Protiviti Career provides opportunity to learn, inspire, and advance within a collaborative and inclusive culture. We hire curious individuals for whom learning is a passion. We lean into our mission: We Care. We Collaborate. We Deliver.
At every level, we champion leaders who live our values of integrity, inclusion, innovation, and commitment to success. Imagining our work as a journey, we believe integrity guides our way, inclusion moves us forward together, innovation creates new destinations, and our commitment to success empowers us to deliver on our vision to be the most trusted global consulting firm.
Where We Need You
Protiviti is looking for a Risk & Compliance Manager to join our growing Lender Due Diligence team.
Protiviti’s Financial Services practice is widely recognized as a leading provider of consulting services across the three lines of defense for financial institutions. We empower our clients to be more effective and efficient in a way that is risk-sensitive, regulatory compliant, well controlled, and enabled by leading technologies.
What You Can Expect
As a Manager, you’ll partner with our clients to identify and manage risk. You’ll develop strategies to solve complex business problems using new ways of thinking, and devise solutions to support your clients’ needs through using the latest tools and methods. You’ll develop lasting relationships with client personnel and further these relationships through quality product delivery. You’ll foster a network within the business community and serve as an ambassador of Protiviti in the market. You will also be a mentor and provide performance development to teams as you oversee the successful completion of project work plans. By focusing on clients and engagements in the financial services industry, you’ll partner with highly regulated clients and deepen your expertise in financial services regulations.
What Will Help You Be Successful
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You enjoy help our clients to address key credit risks and concerns by performing reviews of the “target” company (our client’s customer) and the assets that are part of a lending transaction (collectively, the “deal”).
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You are motivated to learn and interested in all things related to Lender Due Diligence/reviews, including the latest trends and developments.
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You are passionate about building relationships with clients and providing exceptional experiences.
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You have an inherent interest in project management and team leadership.
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You promote a positive team culture that fosters open communication among all engagement team members.
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You create development opportunities for others, including participating in the creation and rollout of training, and ways for your team to improve our clients and communities.
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You have interest in contributing to the preparation of client proposals and strategies to win new business.
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You excel at identifying opportunities to integrate product solutions and resources to improve client service capabilities.
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You have interest in working with a diverse portfolio of clients across the Financial Services industry.
Do Your Talents Include the Following?
Demonstrated experience with:
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Strong auditing experience in the areas of credit risk and the related processes, controls, and reporting for different asset classes. Prior lender due diligence experience, especially for securitization conduit and/or warehouse facilities, is a plus.
•
Prior securitization/structured finance experience in any of the various asset classes (ABS, RMBS, CMBS, CLO) with ABS or CLO experience being the most preferred.
•
General financial accounting background and experience.
•
Knowledge of receivables (loans, trade, etc.) accounting and transaction processing.
•
Performing an agreed-upon set of procedures which may include the evaluation of collateral, the target company’s processes, reporting capabilities and quality of data associated with those assets.
•
Evaluating, summarizing, organizing, and interpreting data.
•
Ability to work successfully in a fast-paced, client service focused, consultative work environment and contribute to the engagement team’s success.
•
Establishing and cultivating business relationships and a professional network, including with senior executives.
•
Successfully pursuing business development opportunities and identifying and implementing strategies to obtain new work or clientele.
•
Ability to translate and communicate Lender Due Diligence issues to client personnel, including executives.
•
Leadership and direct supervisory experience of teams including conducting performance appraisals, mentoring and coaching, oversight and review of work, coordination across teams, and understanding how to motivate.
Your Educational and Professional Qualifications
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Bachelor’s degree in a relevant discipline.
•
5+ years working in working in internal audit, consulting, assurance services, or related field, either in professional services or industry.
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Proficiency in Microsoft Office suite applications with specific emphasis on Word, Excel and PowerPoint. Secondary emphasis on Visio and Access.
•
Professional Certification such as CPA, CIA, FRM, or similar strongly preferred.
Our Hybrid Workplace
Protiviti practices a hybrid model, which is a combination of working in person with a purpose and working remotely. This model creates meaningful experiences for our people and our clients while offering a flexible environment. The ratio of remote to in-person requirements vary by client, project, team, and other business factors. Our people work both in-person in local Protiviti offices and on client sites, which can include local or out-of-state travel based on our projects and client requests and commitments.
Starting salary is based on a full-time equivalent schedule. Placement in the range is dependent upon experience, skills and geographic work location. Below is the salary range for this job.
$114,000.00 - $182,000.00
Our annual bonus plan provides eligible employees additional cash and/or discretionary stock compensation opportunities. Below is the bonus target opportunity for this job.
12%
The total cash range is estimated from the sum of the base salary range plus the bonus target opportunity. Below is the estimated total cash range for this job.
$127,680.00 - $203,840.00
Employees are eligible for medical, dental, and vision coverages, FSA and HSA healthcare accounts, life and accident insurance, adoption and fertility assistance, paid parental leave up to 10 weeks, and short/long term disability. We offer eligible employees a company 401(k) savings and investment plan with an employer match of 50% on the first 6% of your contributions. We provide Choice Time Off (CTO) for vacation, personal needs, and sick time. The amount of (CTO) varies based on years of service. New hires receive up to 20 days of CTO per calendar year. Protiviti also recognizes up to 11 paid holidays each calendar year.
Learn more about the variety of rewards we offer at Protiviti at https://www.protiviti.com/sites/default/files/2026-01/2026_u.s._benefit_highlights.pdf.
Any benefits outlined are part of our reward offerings for full-time employees in the U.S. Your Open Enrollment materials, insurance contracts, plan documents and Summary Plan Descriptions together comprise the official plan document which legally governs the administration of your benefit plans. Protiviti reserves the right to terminate or amend your benefit plans in any way and at any time.
Legal
Protiviti is an Equal Opportunity Employer. M/F/Disability/Veteran
As part of Protiviti’s employment process, any offer of employment is contingent upon successful completion of a background check.
Protiviti is committed to being an equal employment employer offering opportunities to all job seekers, including individuals with disabilities. If you believe you need a reasonable accommodation in order to search for a job opening or to apply for a position, please contact us by sending an email to [email protected] or call 1.855.744.6947 for assistance.
Hiring process
In your email please include the following:
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The specific accommodation requested to complete the employment application.
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The location(s) (city, state) to which you would like to apply.
For positions located in San Francisco, CA: Protiviti will consider qualified applicants with criminal histories in a manner consistent with the requirements of the San Francisco Fair Chance Ordinance.
For positions located in Los Angeles County, CA: Protiviti will consider for employment qualified applicants with arrest or conviction records in accordance with the Los Angeles County Fair Chance Ordinance for Employers and the California Fair Chance Act.
Protiviti is not registered to hire or employ personnel in the following states – West Virginia, Alaska.
Protiviti is not licensed or registered as a public accounting firm and does not issue opinions on financial statements or offer attestation services.