Qualifications:
• Fundamental concepts, practices and procedures of auditing and risk assessment.
• Fundamental concepts of financial markets and products.
• Fundamental concepts of finance and accounting.
• Understanding of operational risks and related controls of regulations.
• Works well individually and in a team. Shares information supports colleagues and encourages participation.
• Excellent verbal and written communication skills with the ability to present complex and sensitive issues to Senior Management.
• Strong analytical skills, particularly in regard to assessing the probability and impact of an internal control weakness.
• Proven ability to build strong relationships with stakeholders, learn quickly, be flexible and think strategically.
• Proven ability to multi task, complete projects on time and within a budget, and adapt to changing priorities.
• Enthusiastic, self-motivated, and effective under pressure.
• Planning, organizing and conducting audits.
• Identifying key business processes.
• Identifying and documenting risk management issues.
• Testing key controls within business processes.
• Preparing written reports and delivering oral presentations.
Educational/Previous Experience Requirements:
• Bachelor’s Degree in Business Administration, Finance, or Accounting and a minimum
of two (2) years of experience in the financial services industry.
~or~
• Any equivalent combination of education, training or experience approved by Human Resources.