Assist the Director in managing key operational functions such as static data administration, post-trade processing, settlement, cash management, and nominee services.
•
Review and refine operational policies and procedures to enhance efficiency and effectiveness.
•
Provide expert support to Front Office and Business Teams on operational inquiries and issues.
•
Collaborate with internal departments and external partners to resolve operational problems promptly.
•
Ensure all operational activities comply with regulatory standards and internal policies.
•
Drive process automation initiatives to streamline workflows and increase productivity.
•
Participate in the development and implementation of new products and business processes, ensuring proper controls and sufficient resources are in place prior to launch.
•
Support system enhancements by participating in user acceptance testing and deployment phases.
•
Assist in managing team performance and fostering a professional, high-performing work environment.
•
Prepare management reports and conduct ad-hoc analyses as needed.
Requirements
•
Bachelor’s degree in Finance, Business Administration, or a related field.
•
At least 7 years of relevant experience in securities brokerage and wealth management industries.
•
Strong knowledge of securities processing systems such as CCASS, DCASS, Euclid, CMU, and CTM.
•
Excellent leadership, communication, and interpersonal skills.
•
Proven project management skills and advanced IT knowledge are preferred.
•
Proficiency in English and Chinese (including Putonghua), both written and spoken.
Stay informed on CITIC CLSA Job Opportunities
Not the right fit? You can create a job alert to receive our latest job openings that meet your interest.