Associate Advisor

Salary$70k – $150k

Work modeon-site

Typefull-time

SeniorityMid

Experience3+ yrs

EquityIncluded

Company size10,000+ people

PostedSep 30, 2026 · 1w ago

Verified live12h ago

At a glanceSummarised by Seekless from the posting.

3+ years of industry experience

SIE certification

Series 7 certification

Series 63 certification

Series 65/66 certification as required by state

Proactively manage and deepen relationships with assigned clients

Main point of contact for all client needs

Schedule, attend, and facilitate client meetings to review portfolios, performance, and goals

Manage client referrals, ensuring smooth onboarding and integration into the firm

Conduct quarterly and annual client reviews to align their financial goals with any changing life circumstances

Provide updates on market trends, portfolio performance, and relevant changes that impact their financial plans

Ensure clients feel heard and valued, handling specific requests, life events, or personal circumstances in a personalized way

Send personalized communication (cards, videos, etc.) to strengthen client engagement on significant life events

Ensure that all compliance standards are met for client documentation and communication

Actively contribute to the firm’s ability to focus on high-level strategy by handling detailed administrative work related to client meetings

Knowledge of company's working structure, policies, mission, and strategies

Knowledge of managed account platforms

Knowledge of general office practices, procedures, and methods

Knowledge of investment concepts, practices, and procedures used in the securities industry

Knowledge of financial markets, products, and industry regulations

Knowledge of trading terminology

Knowledge of financial planning software

Skill in Client Relationship Management (CRM) software

Skill in Microsoft Office Suite

Skill in effective communication (in-person, virtual, phone, and mail)

Familiarity with software applications, such as Excel, to produce correspondence, reports, electronic communication, spreadsheets, and databases

Ability to analyze and research account information

Ability to handle stressful situations and provide a high level of client attention in a calm and professional manner

Ability to analyze problems and establish solutions in a fast-paced environment

Ability to use appropriate interpersonal styles and communicate effectively

Ability to work both independently and as part of a cohesive team

Ability to demonstrate competence, dependability, and responsibility

Skills

CRM software

Microsoft Office Suite

Excel

Benefits

Medical

Retirement+match

PTO

Job Description

Join a firm that puts people before portfolios. At Schramm Capital, we help successful individuals, families, and business owners navigate the complexities of wealth with customized strategies and dedicated support.

Our team is committed to delivering an elevated client experience through thoughtful planning, personalized advice, and long-term partnership. As we grow, we are seeking an Associate Advisor who is passionate about excellence, relationship-building, and helping clients pursue what matters most.

Are you ready? Let’s uncover the possibility of working together.

Essential Duties and Responsibilities

· Proactively manage and deepen relationships with assigned clients, ensuring timely and effective communication and service.

· Main point of contact for all client needs and ensure all client concerns are addressed.

· Schedule, attend, and facilitate client meetings to review portfolios, performance, and goals.

· Manage client referrals, ensuring smooth onboarding and integration into the firm.

· Conduct quarterly and annual client reviews to align their financial goals with any changing life circumstances.

· Provide updates on market trends, portfolio performance, and relevant changes that impact their financial plans.

· Ensure clients feel heard and valued, handling specific requests, life events, or personal circumstances in a personalized way.

· Send personalized communication (cards, videos, etc.) to strengthen client engagement on significant life events.

· Ensure that all compliance standards are met for client documentation and communication.

· Actively contribute to the firm’s ability to focus on high-level strategy by handling detailed administrative work related to client meetings.

Knowledge of

· Company’s working structure, policies, mission, and strategies

· Managed account platforms

· General office practices, procedures, and methods

· Investment concepts, practices, and procedures used in the securities industry

· Financial markets, products, and industry regulations

· Trading terminology

· Financial planning software

Skill in

· Client Relationship Management (CRM) software

· Microsoft Office Suite

· Effective communication (in-person, virtual, phone, and mail)

Ability to

· Familiarity with software applications, such as Excel, to produce correspondence, reports, electronic communication, spreadsheets, and databases

· Analyze and research account information

· Handle stressful situations and provide a high level of client attention in a calm and professional manner

· Analyze problems and establish solutions in a fast-paced environment

· Use appropriate interpersonal styles and communicate effectively

· Work both independently and as part of a cohesive team

· Demonstrate competence, dependability, and responsibility

Licenses/Certifications:

•

SIE, Series 7, Series 63, 65/66 as required by state

Education/Experience Requirements

•

3+ years of industry experience

Travel: None required

Benefits

Benefits: Medical, Retirement + Match, PTO

Compensation: $100,000 - $150,000, based on experience + discretionary bonus

Workstyle: On-site, 8:30a – 5:00p

Legal

Schramm Capital and its employees are independent contractors with respect to Raymond James, not employees of Raymond James. The term “Raymond James” include but is not limited to Raymond James Financial Services, Inc. (“RJFS”) and Raymond James Financial Services Advisors. Inc. (“RJFSA”) as affiliates.

PLEASE NOTE: The benefits link and benefits description below do not apply to this job posting because the hiring entity is a RJFS independent branch and all RJFS associates at this branch are independent contractors with respect to Raymond James. If you are offered a position by this RJFS branch, employment and benefits will solely be offered by the branch and not by Raymond James.

Education

Work Experience

Certifications

Salary Range

$70,304.00-$150,000.00

Travel

Less than 25%

Workstyle

About the role

Resident

The total compensation for this position includes base salary or wages, and may include components such as additional compensation (cash or equity), discretionary bonuses, or commissions. This position is eligible for a benefits package that may include medical, dental, and vision; life insurance; critical illness insurance and accident insurance; disability benefits; retirement savings; paid time off (including vacation, holidays, and sick leave); and parental leave. Eligibility for benefits and specific offerings may vary based on position and employment status. To view more details of the benefits offered, visit Myrjbenefits.com

At Raymond James our associates use five guiding behaviors (Develop, Collaborate, Decide, Deliver, Improve) to deliver on the firm’s core values of client-first, integrity, independence and a conservative, long-term view.

We expect our associates at all levels to:

• Grow professionally and inspire others to do the same

• Work with and through others to achieve desired outcomes

• Make prompt, pragmatic choices and act with the client in mind

• Take ownership and hold themselves and others accountable for delivering results that matter

• Contribute to the continuous evolution of the firm

At Raymond James – as part of our people-first culture, we honor, value, and respect the uniqueness, experiences, and backgrounds of all of our Associates. When associates bring their best authentic selves, our organization, clients, and communities thrive. The Company is an equal opportunity employer and makes all employment decisions on the basis of merit and business needs.

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