AI
AiaAssociate Director, Compliance & Risk
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Before you apply
LocationHong Kong, HK-AIA Investment Management
Typefull-time
SeniorityDirector
DepartmentCompliance & Risk
Company size10,000+ people
PostedOct 6, 2026 · 4w ago
Verified live21h ago
At a glanceSummarised by Seekless from the posting.
Deputise AIMHK’s Head of Compliance & Risk and provide senior, hands-on second-line oversight, advice and support across compliance, risk management and AML/CTF matters
Advise and provide senior oversight on portfolio management, trading, investment operations, investment advisory and marketing, SFC and MPFA licensing and product matters
Oversee and monitor/lead the monitoring of conflicts of interest, staff personal dealing, gifts and entertainment, market conduct /inside information controls, and best execution/trade allocation principles
Review and provide constructive challenge on business initiatives, process changes and key documents from compliance and risk control perspectives
Monitor/lead the monitoring of regulatory developments in Hong Kong and promptly report internally of implications to the company
Build a healthier and more sustainable future for everyone.
At AIA, your skills, perspective and ideas can contribute to our Purpose of helping millions of people live Healthier, Longer, Better Lives. Across our diverse markets, you will take on meaningful challenges, collaborate with talented colleagues and help turn ideas into positive outcomes for our customers and communities.
Join us to shape what comes next, grow through new experiences and extend your impact across Asia.
About the Role
This role contributes to the delivery of customer outcomes that are reliable, thoughtful, and create meaningful impact for customers and society. The role holder is expected to embed a customer first mindset in all decisions and actions by developing a clear understanding of customer needs, taking end to end ownership to resolve issues, and working collaboratively across teams to continuously enhance the customer journey—both directly and indirectly.
Deputise AIMHK’s Head of Compliance & Risk and provide senior, hands-on second-line oversight, advice and support (as both an experienced contributor and owner for the relevant tasks) for AIMHK (and also investment group companies if required) across compliance, risk management and AML/CTF matters. With the industry’s best practice experience, ensure AIMHK operates in line with Hong Kong regulatory expectations (SFC and MPFA) and AIA Group-wide and Investment Governance Standards and Policies through effective monitoring and controls, issue management, governance reporting and stakeholder engagement.
Roles and Responsibilities:
Compliance Advisory (Investment Compliance, Regulatory Compliance and General Compliance)
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Advise and provide senior oversight on portfolio management, trading, investment operations, investment advisory and marketing, SFC and MPFA licensing and product matters, and corporate functions to ensure compliance with regulatory requirements and internal AIA standards and policies.
•
Oversee and monitor/lead the monitoring of conflicts of interest, staff personal dealing, gifts and entertainment, market conduct /inside information controls, and best execution/trade allocation principles.
•
Review and provide constructive challenge on business initiatives, process changes and key documents from compliance and risk control perspectives. Support Head of Compliance & Risk and other members of senior management with a view to supporting company’s business growth and enriching AIA’s risk-aware and compliant culture.
•
Monitor/lead the monitoring of regulatory developments in Hong Kong and promptly report internally of implications to the company.